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Recovery teams should
be developed specific to the contingency planning needs
of each agency. Team development depends on the size
and complexity of the tasks that need to be accomplished
for planning and recovery. The following teams reflect
the tasks at hand.
Administration. This team reports
to the command center to support the emergency management
team and the business recovery coordinators; provides
administrative support services, including travel and
lodging, petty cash disbursement, notifications to customers,
and preparation of all reports for the recovery operation.
Business Function Recovery. This team
responds to and manages any serious interruption to
specific business function operations; develops recovery
strategies and procedures based on a business impact
analysis.
Command Center. The command center
team activates the facility to be used for assembly
of the emergency management team, help desk team, administration
team, and the business recovery coordinators when a
disaster has occurred. They are also responsible for
the initial distribution of supplies, forms, and off-site
boxes stored at the warehouse. This team is made up
of warehouse and facilities personnel.
Damage Assessment. This recovery team
assesses the damage of the disabled facility and its
contents, both preliminary (immediately after an event)
and comprehensive assessments. Activities are coordinated
with the business recovery coordinator, IS recovery
coordinator, emergency management, and facility preparation
team. Members of this team include General Services
Commission (GSC) building engineers, data services and
risk management personnel, and any related vendors or
technical experts.
Hazmat teams are allowed in facilities
first when hazardous materials are involved. Damage
assessment teams must wait until access has been granted
to the damaged facility.
Emergency Management. The emergency
management team provides overall management to all recovery
teams; authorization for disaster declaration; business
recovery functions for all operating business units;
guidance for all restoration activities; agency funding
and expenditure arrangements; and, public relations
information.
Emergency Purchasing. This team coordinates
the replacement (purchase and/or lease) of all damaged
equipment at the disabled facility as well as equipment
required for alternate operations. They also coordinate
the delivery and installation of such equipment at the
alternate facility. This team handles the procurements
for all information resources, general office needs,
and facilities requirements. The team may also request
a suspension of purchasing rules and regulations to
facilitate recovery.
Equipment Installation. This team
controls the installation of all terminals, PCs, and
printers at the alternate site. Personnel for this team
are primarily from PC/LAN and telecommunications support
areas. This team interfaces with all business units
and works directly with the emergency purchasing and
facilities preparation teams.
Executive Management. The organization’s
(agency’s) executive management communicates support
of the business recovery process by issuing a formal
policy statement; periodically reviewing the recovery
assumptions, potential loss assumptions, strategic considerations,
and definitions of resumption priorities. Executive
management ensures that adequate resources are devoted
to the project by approving recovery strategies, possible
alternatives, funding, and ongoing maintenance.
Facilities Preparation. The facilities
preparation team coordinates and directs all activities
necessary to restore, build, and/or lease a replacement
building. The team reviews business unit requests for
office space; provides alternate site facilities to
continue critical business functions; and, participates
in damage assessment to the affected facility.
Finance. The finance group oversees
proper authorization and support of expenses during
emergency procurement.
Information Services. The IS team
maps the recovery of the information resources (mainframe
computer and associated services, telecommunications
and connectivity, LANs, WANs, and PCs) for business
function recovery at an alternate site. The organization
may have a central computing center and/or distributed
systems which would dictate the size, complexity, and
areas of responsibility of the teams.
The basic responsibilities include the following:
Applications—restores
and supports application systems at the recovery center
and defines data files retention periods for off-site
storage.
Data Base Administration—restores
all critical data bases and evaluates their integrity;
closely coordinates file synchronization and balancing
conditions with the applications team prior to resuming
production processing.
Data Security—maintains data
security of the electronic records and files throughout
the recovery operations. Data security entails system
access via passwords. The team is functional throughout
the entire recovery effort.
IS Recovery Coordinator—coordinates
all activities of the recovery teams for the agency’s
central computing center and works closely with the
business recovery coordinator and the other teams. Depending
on the size of the organization, this function may also
be the business recovery coordinator.
Help Desk—processes all end-user
inquiries and requests concerning the recovered computer
systems during the recovery effort.
Mainframe Distribution—controls
all printed output. Output created by outside vendors
is controlled by this team. This team interfaces with
all business recovery teams and the operations team.
Network—restores both voice and
data critical circuits and maintains a backup telecommunications
network. The team interfaces closely with business recovery,
systems software, operations, and facility preparation
teams.
Operations—supports restoration of the
mainframe utilities, critical applications and databases,
I/O controls, and schedules all production applications.
Most team members are staff from central computer operations.
Off-site Storage—retrieves all required
electronic media from the off-site storage location
and transports it to the recovery center. Reestablishes
or maintains an alternate off-site storage location
for rotation of electronic vital records throughout
the recovery effort.
System Software—restores the operating
system and all subsystems at the alternate recovery
center. The team also prepares the operating system
configuration to be used in the alternate site and restored
primary home site.
Legal. The legal team ensures that legal issues
or procedures related to potential agency liabilities
are addressed in the plan.
Physical Security. This recovery team provides
physical security for all personnel, the buildings,
and all alternate sites.
Public Relations. The public relations team
provides accurate, essential, and timely information
to employees, employees’ families, the media,
and customers about what has happened and how the recovery
plan is working. This team ensures the appropriate spokesperson
addresses environmental, health, and safety issue
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